Finance
Showing 661 - 666 of 1012 results.
FDCPA Violations: What Debt Collectors Cannot Do under Federal Law
Federal law prohibits debt collectors from using abusive practices, making false statements, or contacting consumers at illegal hours. Under the Fair Debt Collection Practices Act, individuals facing debt collection in New York possess strong statutory protections against harassment and deceptive recovery tactics. When debt collectors cross legal boundaries, consumers can enforce their rights, halt unlawful demands, and seek civil recovery. SJKP's attorneys have extensive experience defending consumer rights and holding third-party collection agencies accountable for illegal collection practices.
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Facing an Accounting Dispute? Your Rights, Options, and Defense
Accounting disputes arise from IRS audits, CPA malpractice, and challenged financial records, and each type follows its own legal procedures with separate deadlines. Knowing which rights apply and which resolution path fits your situation is the first step toward protecting your financial and legal interests. This guide covers the full process, from asserting audit rights through the administrative appeal system to building a defense and, where necessary, pursuing litigation.
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How Should You Approach Your White Collar Defense Situations
3 Questions Decision-Makers Raise About White Collar Defense: Federal investigation exposure, document preservation duties, parallel criminal and civil proceedings.White collar defense matters demand early strategic intervention. If you or your organization faces investigation by federal agencies, regulatory bodies, or prosecutors, the decisions you make in the first weeks often determine whether you can negotiate favorable resolution, minimize exposure, or mount an effective trial defense. This article addresses the core legal risks that executives, in-house counsel, and business decision-makers should evaluate immediately when confronted with white collar allegations or investigative activity.
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What Should You Know about Complying with Current Tax Laws?
3 Questions Decision-Makers Raise About Tax: IRS audit exposure, state compliance deadlines, entity structure optimization.Tax law affects nearly every business decision and personal financial plan, yet many decision-makers delay addressing tax risk until a problem surfaces. The stakes are high: missed filing deadlines, incorrect entity classification, and underreported income can trigger penalties, interest assessments, and, in severe cases, criminal exposure. From a practitioner's perspective, the most effective tax strategy begins with a clear-eyed assessment of where your current structure creates vulnerability and which proactive steps will reduce that exposure. This article examines the legal risks that demand immediate attention and how to prioritize your next moves in tax matters.
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Structured Products Legal Compliance Using 3 Key Considerations
3 Bottom-Line Points on Structured Products from Counsel: Embedded leverage, contingent payoff triggers, issuer credit riskStructured products occupy a gray zone between debt and equity, combining fixed-income features with embedded derivatives that amplify both returns and losses. For institutional investors, corporate treasuries, and wealth managers evaluating these instruments, the legal and financial architecture demands careful scrutiny before deployment. The risks are rarely as straightforward as the marketing materials suggest, and the redemption or default scenarios often diverge sharply from base-case assumptions.FeaturePractical ImplicationEmbedded DerivativePayoff depends on underlying index or asset; principal at risk if barrier breachedIssuer Credit RiskReturn of capital contingent on issuer solvency; no separate collateral poolLiquidity ConstraintsSecondary market thin or absent; early exit may require steep discountRedemption TermsIssuer often retains call option; investor locked in if rates move unfavorably
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How Does Securities Law Work in New York? Legal Rules and Rights
Securities law in New York regulates investment transactions, public offerings, and compliance requirements while protecting investors against fraud. Individuals and entities issuing equity or debt must adhere to strict federal disclosure mandates and state provisions under the Martin Act. Understanding regulatory frameworks enforced by the SEC and state authorities helps businesses maintain compliance and provides victims of financial deception clear civil remedies to recover losses.
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