Capital Markets Act

The main market law is the law governing the trading and distribution process of various financial investment products including stock, bonds, parasites etc. News /span>

This law is intended for investors to create a reliable market environment, to protect investors from unfair transaction activity. News /span>

News <% var comment path = (typeof window == 'undefined') ? '/fcv/tpl/comments/' : ''; list = list.reverse(); var showMore = (comment.total cnt > 3) %> 75%, 60%);">i.e. It is applied to various acts and subjects throughout the financial investment market, which governs the operation of the capital market.

The main market law is ‘financial investment products’ and define the concept of abstract and comprehensively; News /span>

is designed to be included in the normative range of law, not only in existing products but also in the future.

In the corporate position, there are advantages that you can develop or operate new products without legal squares, and at the same time, it is achieved along with the guidance of investors protection and market trust. News /span>

The main market law has adopted a functional-focused norm.

, corporations will be regulated according to the nature of what kind of financial functions they do.

This is a way that performs the same functions based on economic silence, has the effect to increase the clarity and predictability of the business transformation process of the company. News /span>

The main market law is to transition from pre-employment to the co-employment system, financial investment firms are allowed to engage in various industries. News /span>

for example, the company has been able to perform investment sales and investor relations at the same time, the investment business and the construction of the investment. News /span>

This change is a systematic basis that enables businesses to integrate various financial services. News /span>

The main market law has greatly enhanced the investor protection device. News /span>

Responsively in case of an investment, Products that do not meet the climax of the investor are subject to conformity. News /span>

Also includes internal control for prevention of comprehension, News /span>

The company must comply with these requirements when designing or selling the goods. News /span>

The application target is enlarged, If you are involved in the implementation market, you need more attention. News /span>

The scalability regulation of the financial investor is a system designed to secure the stability of the financial system. News /span>

The company must comply with financial scalability standards including self-propelled regulation, duties to be transparent about management situations. News /strong>

This regulation helps financial investor to minimize customer damage even in business difficulties. News /span>

A regulation on the governing structure of the financial investor is implemented to induce transparent and fair corporate management. News /span>

When changing the equity fluctuations or management rights, the financial committee must be pre-approved, and/nbsp; the term must not be subject to the determination.

You should also install the Auditor and Auditor Committee, News /span>

This same regulation is intended to enhance the independent and responsibleness of the executive, juice and stakeholders. News /span>

If the company violates the due diligence obligations, such as missing a securities declaration, or missing a hurricane, , , in addition to the resolution and criminal case, it shall be inappropriate sanction through the exemption and system.

and deposits may be subject to up to $20 billion. News /strong>

The amount is intended to recruit or sell, trade amount, repeatability of the above acts, interest scale, investment amount, investment capital, investment capital, and more.

These include internal trades, municipalities, and the absolute trades, and may also be violated by the enforcement market and the distribution market. <% var comment path = (typeof window == 'undefined') ? '/fcv/tpl/comments/' : ''; list = list.reverse(); var showMore = (comment.total cnt > 3) %> 61%, 41% );">▶ Non-Process Trade activating type

Safety Board is an absence of great law violations such as unfair trade In order to examine the absolute tolerance within the scope necessary for the investigation and implement the absolute color for related objects.

This authority plays a key role in securing the factual norm and proof. News /span>

When the financial committee violates the proxy obligation, Within a range that does not exceed 20 billion won, the overlapping and can be.

The deposit scheme is an important means to strengthen corporate responsibilities, raise market transparency. News /span>

Secure of securities declaration, In case of violation of consignment and sales false statements, 5 years or less fine. News /span>

When the investigation of financial regulators or securities committees is started, Data submission needs or sympathy, Do not consult the current investigation, should be subject to expert advice.

especially, is inconsistent, without overlapsing or shrinking the relationship, is important to prevent unnecessary disputes or misunderstandings. News /span>

to prepare statements based on internal investigation results and evidence, If necessary, you should actively protect the rights through legal procedures. News /span>

It is essential to build a powerful internal control system in advance to prevent the violation of common market law.

The internal control means systematic management and regulatory activities for compliance with laws, is the base of protecting investors and securing corporate trust. News /span>

The company operates a qualifier system, must strengthen regular training and ethical compliance for employees.

, also checks internal risk factors and minimizes the possibility of violation by establishing a risk management system to advance improvement. News /span>