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EMTALA Compliance

A patient left your emergency department after a long wait, was transferred to another hospital, or was turned away from a labor and delivery unit, and now a complaint has reached the state survey agency.

Reviewed

01 GUIDE

EMTALA Compliance: what usually happens

What the law requires at its core

Most of EMTALA's obligations fall on hospitals that participate in Medicare and operate emergency departments. At its center are two duties: to provide an appropriate medical screening examination to anyone who comes to the emergency department asking for one, and, if an emergency medical condition exists, to stabilize the patient or arrange an appropriate transfer. Questions about insurance or payment must not delay screening or treatment. These duties can reach beyond the emergency department itself, including labor and delivery units and other areas of the hospital campus. How EMTALA interacts with state abortion laws has been heavily litigated and federal guidance has changed, so hospitals should check the current position rather than rely on older memos.

Where hospitals tend to get into trouble

Many investigations turn on the gap between what a policy says and what happened on a busy night. Recurring issues include screening that was never documented, a patient discharged before being stable, and a transfer arranged without proper communication with the receiving hospital. On-call physician coverage, required signage, and the central log of emergency visits are also reviewed. Complaints usually lead to an unannounced survey by the state agency acting for CMS, and uncorrected findings can put the hospital's Medicare agreement at risk. The HHS Office of Inspector General can also seek civil penalties, and individuals who were harmed may bring their own lawsuits against the hospital.

Preparing for a survey or complaint

When a complaint is pending, gather the patient's full record, the emergency log, on-call schedules, transfer forms, and any communication with the receiving facility. Staff should be prepared for interviews, but no one should be coached to change their account. We review the timeline of the visit against the hospital's policies and the regulatory requirements, then help prepare a plan of correction if deficiencies are cited. For hospitals not under review, a periodic look at transfer practices and documentation in the emergency and obstetric units often finds what an investigator would. EMTALA compliance tends to hold up when clinicians understand why the rules exist, not just what the form asks.

02 ATTORNEYS

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Attorney Advertising. This page is general information about EMTALA compliance and is not legal advice. Reading it does not create an attorney-client relationship. Outcomes depend on the facts of each matter, and prior results do not guarantee a similar outcome. Laws differ by state and change over time.