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Appeals Review

An appeals review is an administrative adjudication procedure through which a member of the military or a military civilian employee may raise an objection to an adverse disposition by a higher authority, such as the Minister of National Defense, or by the disciplinary authority.

CONTENTS
  • 1. Appeals Review | Concept
  • 2. Appeals Review | Who Is Eligible?
    • - Disciplinary Action
    • - Adverse Dispositions Against the Person's Will
    • - Omission (Non-Response by the Administrative Agency)
    • - Cases in Which an Appeals Review Cannot Be Filed
  • 3. Appeals Review | How to File
    • - What Documents Are Required When Requesting an Appeals Review?
    • - How to Submit an Appeals Review Request Form
  • 4. Appeals Review | The Procedure
    • - How to Respond to an Appeals Review on Your Own
    • - If You Wish to Contest the Result of the Appeals Review
  • 5. Appeals Review | Main Points of Defense in Practice
    • - Frequently Asked Questions About Appeals Review
    • - When Responding to an Appeals Review on Your Own Is Difficult

1. Appeals Review | Concept

Daeryun Law Firm's explanation of the concept of appeals review


The appeals review system is an administrative adjudication procedure in which, when a public official raises an objection to a disciplinary action, an adverse disposition against the official's will, or a failure to take an administrative measure that should have been taken (an omission), the matter is reviewed and a determination is made.

This system is a means of remedy that protects public officials from unlawful or unjust personnel disadvantages.

Directly, it guarantees the status of public officials and supports stable public service, while indirectly it also functions as a control mechanism that allows administrative agencies to re-examine their own judgments.

The appeals review system is a quasi-judicial collegial deliberative body, composed of standing members numbering at least five and no more than seven, including one chairperson, and non-standing members numbering at least one half of the standing members.

Currently, the Appeals Review Committee of the Ministry of Personnel Management is composed of five standing members, including one chairperson, and seven non-standing members, and an administrative division is established to handle the affairs of the committee.

2. Appeals Review | Who Is Eligible?

Appeals review procedure


An appeals review is a system through which a public official or a member of the military may raise an objection to protect their rights when they receive an unjust personnel disposition.

Those who may request an appeals review can be broadly divided into the following three categories.

Disciplinary Action

These are official disciplinary actions imposed on a public official, including the following dispositions.

-Removal: deprivation of public official status

-Dismissal: a disposition that removes a person from public office

-Demotion: a lowering of rank

-Suspension from duty: suspension of work for a certain period

-Reduction of salary: a partial deduction of pay

-Reprimand: a warning-type disciplinary action (including the imposition of a disciplinary surcharge)

Adverse Dispositions Against the Person's Will

This also includes cases in which a person received a personnel disadvantage that they did not want, even though it is not a disciplinary action.

For example, the following cases apply.

-Downgrading: a case in which one's rank or position is lowered

-Leave of absence: being excluded from duty for a certain period

-Removal from position: being relieved of duty

-Dismissal from office: being removed from one's post

-Transfer: a move to an undesired department

-Warning or uncharged warning: a verbal warning that does not remain on the personnel record, and the like

Omission (Non-Response by the Administrative Agency)

When a public official applies for a certain administrative action but the administrative agency takes no measure for a long time, this also becomes a subject of appeals review.

For example, a case in which a person requested reinstatement but received no response at all falls under this category.

Cases in Which an Appeals Review Cannot Be Filed

An appeals review is not available for every grievance or disposition. In the following cases, the matter is excluded from the subject of an appeal.

▶Dispositions not directly related to status
Example: simple monetary matters, such as an indemnification order or an omission in the payment of an allowance

▶Abstract assertions, such as a request to amend statutes
Example: a general request such as "Please abolish this system"

▶Acts at a stage where the administrative agency's internal review or decision has not been finalized

▶Recommendations, guidance, or expressions of opinion that have no legal binding force
Example: a mere recommendation or interpretive guidance from a committee

3. Appeals Review | How to File

Matters in which Daeryun Law Firm provides assistance for appeals review

An appeals review must be filed within a certain period after receiving a disadvantageous personnel disposition.

If this deadline is missed, the filing itself will be rejected, so caution is required.

▶When you receive a statement of reasons for a disposition, such as a disciplinary action
→ Within 30 days from the date you receive the statement of reasons for the disposition

▶Other adverse dispositions for which no statement of reasons is received (for example, transfer or warning)
→ Within 30 days from the date you become aware of the date on which the disposition was actually made

*Note: When documents are sent by mail, the 30-day period is calculated based on the date the documents arrive, not the date they are dispatched, in order to be recognized.

What Documents Are Required When Requesting an Appeals Review?

Let us look at the documents required when requesting an appeals review.

1. Related to disciplinary action and disciplinary surcharge

-Appeals review request form (including the applicant's signature)
-Personnel notice of the disciplinary action
-Statement of reasons for the disciplinary action
-A copy of the disciplinary resolution
-Materials supporting the assertions
(for example, Supreme Court judgments, records of commendations, petitions, and the like)
-A payment notice, if a disciplinary surcharge has been imposed


2. Removal from position, downgrading, leave of absence, dismissal from office, and the like

-Appeals review request form (including the applicant's signature)
-Personnel order notice (official document)
-Statement of reasons for the disposition
-Other supporting materials


3. Other adverse dispositions or omissions, such as a transfer or warning for which there is no statement of reasons

-Appeals review request form (including the applicant's signature)
-Materials that can prove the relevant disposition or omission (official documents, and the like)
-Other supporting materials

How to Submit an Appeals Review Request Form

An appeals review request form can be submitted in various ways. The methods are as follows.

▶Online Submission
-Use the "Online Request" menu on the government civil-affairs portal or the website of the Appeals Review Committee of the Ministry of National Defense

▶Offline Submission
-Can be submitted to the Appeals Review Committee of the Ministry of National Defense by one of the following methods
-Email: sochung@korea.kr
(if the file size exceeds 10MB, compress it in parts and send it in several separate transmissions)
-Submission by mail or in person

4. Appeals Review | The Procedure

Let us look at the procedure for conducting an appeals review.

Filing of the appeal > Receipt > Notice of receipt of the appeal request form and request for submission of a response > Inspection and review of the response > Review > Decision > Preparation and delivery of the decision

How to Respond to an Appeals Review on Your Own

Let us look at how to respond to an appeals review on your own.

▶Matters to Check First
-Whether the current disposition has been clearly issued in writing
Secure copies of administrative documents such as the disposition statement and the disciplinary resolution

▶Organizing the Facts
-Organize, in a journal format, how your conduct came about and the circumstances at the time
-Secure third-party testimony or objective materials (work records, recordings, and the like)

▶Drafting the Appeal
-In stating your assertions, a fact-centered narrative is more important than citing legal provisions
-Rather than appealing to emotion, approach the matter centering on "procedural illegality" or "excessive disposition"

▶Submitting Evidence
-Center on objective materials such as official records, work performance reports, and evaluation materials
-Petitions or written statements from colleagues or superiors may be attached

▶Response Strategy
-Rather than unconditionally asserting that the matter is unfair, emphasize the lack of objectivity in the reasons for the disposition or the absence of procedural justification
-Identify the logical structure of the supporting materials by searching for precedents in prior similar cases

If You Wish to Contest the Result of the Appeals Review

If you wish to contest even the decision of the Appeals Review Committee, you may consider filing an administrative litigation.

A revocation lawsuit concerning a disciplinary action must be filed within 90 days from the date you become aware that the disposition was made, or within one year from the date the disciplinary action was issued.

For the procedure to contest a disciplinary action, an administrative litigation may be filed only after the review and decision of the Appeals Review Committee.

5. Appeals Review | Main Points of Defense in Practice

Let us look at the main points of defense in appeals review practice.

▶Asserting a Violation of the Principle of Proportionality in the Disciplinary Action
-An excessive disposition for a minor cause carries a strong likelihood of illegality
-Compare the level of the disposition against similar cases

▶The Problem of Subjectivity in Evaluation and Assignment Materials
-Personnel materials that rely on qualitative evaluation rather than specific figures and wording can be raised as an issue

▶Asserting the Inclusion of Facts Unrelated to the Disciplinary Matter
-When circumstances unrelated to the discipline, such as personality traits or medical history, are included, there is room to view this as the intrusion of judgment beyond the reasons for the disposition

▶Requesting Examination Ex Officio
-When unfavorable materials exist, a request for examination ex officio may be made after sufficiently supplementing the matter with countervailing materials

Frequently Asked Questions About Appeals Review

Q. More than 30 days have passed since I received the statement of reasons for the disposition. Can I still request an appeals review in this case?

A. Unfortunately, it is difficult.

Under Article 76 of the State Public Officials Act, to raise an objection to a disciplinary action or a disposition of demotion, leave of absence, removal from position, or dismissal from office, an appeal must be requested within 30 days from the date the statement of reasons for the disposition is received, and for other adverse dispositions (for example, transfer or warning), the request must be made within 30 days from the date the person becomes aware that the disposition was made.

This period is not a mere recommended deadline but a legally set "unchangeable period (a peremptory period)."

In short, if 30 days have passed, an appeals review is in principle not possible, and the deadline must be observed without exception.


Q. When a disciplinary action is revoked or mitigated through an appeals review, from when does that effect apply?

A. Generally, the effect arises retroactively from the time the disciplinary action was first issued.

That is, when a disciplinary action is revoked or mitigated through an appeals review, the effect applies retroactively to the date of the original disposition in the past.

For example, if a three-month suspension from duty is revoked, that disciplinary action is regarded as never having existed, and the salary during the suspension period can also be received retroactively.

However, in the case of a claim for performance of an obligation, where the disposition authority must take some new measure (for example, an order of reinstatement), the effect arises from the date the disposition authority actually issues that measure.

When Responding to an Appeals Review on Your Own Is Difficult

If responding to an appeals review on your own is difficult, you should seek the assistance of an attorney.

Article 76 of the State Public Officials Act provides that a public official filing an appeal may appoint an attorney as a representative, so under current law no one other than an attorney may be designated as a representative.

In particular, the assistance of an attorney is especially necessary in the following situations.

▶When the level of disciplinary action is very serious

▶When the evidence is insufficient or the facts are complex

▶When the facts are admitted but the level of the disposition is excessive

▶When you must also prepare for administrative litigation after a dismissal


At Daeryun Law Firm, attorneys with specialized knowledge of the Military Criminal Act and attorneys specializing in administrative law form a task force response team that provides one-stop support, from diagnosing the case to preparing the appeals review petition and supporting evidence on the client's behalf, preparing for and representing the client at the hearing, and transitioning to administrative litigation if the appeal is dismissed.

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